Headshot of Audrey Bruch, Chief Compliance Officer of SBAuer Funds LLC

Audrey Bruch, CPA

Chief Compliance Officer


Contact Info

Phone Number

(888) 711-AUER (2873)

Send Message

"*" indicates required fields

Name*

About Audrey Bruch

Audrey’s experience includes all aspects of accounting, compliance, and financial management. During her time as VP, Finance and Operations and Chief Compliance Officer at Winthrop Capital Management, Audrey designed, developed, and implemented the firm’s strategic compliance program. She also served as COO for Wallington Asset Management and has held various corporate finance positions at 40|86 Advisors, Conseco, Inc., and KPMG Peat Marwick.

Audrey earned a bachelor of science degree in accounting from Indiana University, holds a FINRA Series 65 license, and is a member of the American Institute of Certified Public Accountants.

In her spare time, Audrey enjoys watching her two children compete in swimming and soccer.

Professional History

2017

Innovative Portfolios, LLC

2017–Present
Chief Compliance Officer of Innovative Portfolios, LLC.
2017

SBAuer Funds, LLC

2017–Present
Chief Compliance Officer of SBAuer Funds, LLC.
2016

Sheaff Brock Investment Advisors, LLC

2016–Present
Chief Compliance Officer of Sheaff Brock Investment Advisors, LLC.
2012

Wallington Asset Management

2012–2016
Chief Operating Officer for Wallington Asset Management.
2009

Winthrop Capital Management

2009–2012
VP, Finance and Operations and Chief Compliance Officer for Winthrop Capital Management.
1989

Degree

BS in Accounting from Indiana University, Bloomington.

Get in touch with our

Experienced Investment Team

Get an initial consultation