Headshot of Ron Brock, Chief Financial Officer of SBAuer

Ron Brock

Chief Financial Officer


Contact Info

Phone Number

(888) 711-AUER (2873)

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About Ron Brock

With more than 35 years of experience in the financial services industry, Ron started with Prudential Bache Securities and later Morgan Stanley/Dean Witter before co-founding Sheaff Brock registered investment advisory firm in Indianapolis, Indiana, nearly two decades ago. Ron is also a Founding Principal and Chief Financial Officer of Innovative Portfolios, LLC.

Ron attended the Indiana University Kelley School of Business where he earned a bachelor of science degree in accounting. He lives in Indianapolis with his wife, Ann, and their two daughters.

Professional History

2015

Innovative Portfolios, LLC

2015–Present
Founding Principal, Managing Director, and Chief Financial Officer of Innovative Portfolios, LLC.
2007

SBAuer Funds, LLC

2007–Present
Chief Financial Officer of SBAuer Funds, LLC.
2001

Sheaff Brock Investment Advisors, LLC

2001–Present
Co-Founder, Managing Director, and Chief Financial Officer for Sheaff Brock Investment Advisors, LLC.
1989

Morgan Stanley

1989–2001
Vice President Investments for Morgan Stanley.
1979

Degree

BS in Accounting from Indiana University, Bloomington.

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