About Ron Brock
With more than 35 years of experience in the financial services industry, Ron started with Prudential Bache Securities and later Morgan Stanley/Dean Witter before co-founding Sheaff Brock registered investment advisory firm in Indianapolis, Indiana, nearly two decades ago. Ron is also a Founding Principal and Chief Financial Officer of Innovative Portfolios, LLC.
Ron attended the Indiana University Kelley School of Business where he earned a bachelor of science degree in accounting. He lives in Indianapolis with his wife, Ann, and their two daughters.
Professional History
2015
Innovative Portfolios, LLC
2015–Present
Founding Principal, Managing Director, and Chief Financial Officer of Innovative Portfolios, LLC.
Founding Principal, Managing Director, and Chief Financial Officer of Innovative Portfolios, LLC.
2007
SBAuer Funds, LLC
2007–Present
Chief Financial Officer of SBAuer Funds, LLC.
Chief Financial Officer of SBAuer Funds, LLC.
2001
Sheaff Brock Investment Advisors, LLC
2001–Present
Co-Founder, Managing Director, and Chief Financial Officer for Sheaff Brock Investment Advisors, LLC.
Co-Founder, Managing Director, and Chief Financial Officer for Sheaff Brock Investment Advisors, LLC.
1989
Morgan Stanley
1989–2001
Vice President Investments for Morgan Stanley.
Vice President Investments for Morgan Stanley.
1979
Degree
BS in Accounting from Indiana University, Bloomington.