Proxy Voting Policy and Record

Proxy Voting Policy

You may obtain a copy of SBAuer Funds, LLC’s proxy voting policy by calling (888)-711-2837 to request a copy. You also may obtain a copy from Fund documents filed with the SEC, which are available on the SEC’s website at http://www.sec.gov.

Record of Proxy Voting

A copy of the votes cast by SBAuer Funds, LLC with respect to portfolio securities for each year ended June 30^th will be filed with the SEC. The proxy voting records are available on the Securities and Exchange Commission’s website at http://www.sec.gov or upon request by calling (888)-711-2837.