Proxy Voting Policy and Record

Proxy Voting Policy

You may obtain a copy of SBAuer Funds, LLC’s proxy voting policy by calling (888)-711-2837 to request a copy. You also may obtain a copy from Fund documents filed with the SEC, which are available on the SEC’s website at

Record of Proxy Voting

A copy of the votes cast by SBAuer Funds, LLC with respect to portfolio securities for each year ended June 30th will be filed with the SEC. The proxy voting records are available on the Securities and Exchange Commission’s website at or upon request by calling (888)-711-2837.